Pennington | News

The Financial Services Authority (FSA) has fined David Head, director of Essex based mortgage and insurance broker network FT Compliance Services Limited (FTCS), £10500 for failing to properly supervise insurance brokers who he knew had close links with a firm and individual previously disciplined by the FSA for Payment Protection Insurance (PPI) failings. FTCS operated as a network and recruited mortgage and insurance brokers as appointed representatives (ARs). …

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Pennington | News